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The text is taken from my copy of the fourth edition, 1842. This version of Political Justice, originally published in 1793, is based on the corrected third edition, published in 1798.
ENQUIRY
CONCERNING
POLITICAL JUSTICE
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BOOK IV
OPERATION OF OPINIONS IN SOCIETIES, INDIVIDUALS
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CHAPTER VII
OF FREE WILL AND NECESSITY
Second part of the present book. - Definition
of necessity. - Why supposed to exist in the
operations of the material universe. - The case
of the operations of mind is parallel. - Indi-
cations of necessity - in history - in our judge-
ments of character - in our schemes of policy
- in our ideas of moral discipline. - Objection
from the fallibility of our expectations in human
conduct. - Answer. - Origin and universality
of the sentiment of free will. - The sentiment
of necessity also universal. - The truth of
this sentiment argued from the nature of
volition. - Hypothesis of free will examined.
- Self determination. - Indifference. - The
will not a distinct faculty. - Free will disadvan-
tageous to its possessor. - Of no service to
morality.
THUS we have engaged in the discussion of various topics respecting the mode in which improvement may most successfully be introduced into the institutions of society. We have seen, under the heads of resistance,
revolution, associations and tyrannicide, that nothing is more to be
deprecated than violence and a headlong zeal, that everything may be
trusted to the tranquil and wholesome progress of knowledge, and that
the office of the enlightened friend of political justice, for the most
part, consists in this only, a vigilant and perpetual endeavour to
assist the progress. We have traced the effects which are to be produced
by the cultivation of truth and the practice of sincerity. It remains
to turn our attention to the other branch of the subject proposed to be
investigated in the present book; the mode in which, from the structure
of the human mind, opinion is found to operate in modifying the conduct
of individuals.
Some progress was made in the examination of this point in an earlier
division of the present work.1 An attentive enquirer will readily
perceive that no investigation can be more material, to such as would
engage in a careful development of the principles of political justice.
It cannot therefore be unproductive of benefit that we should here trace
into their remoter ramifications the principles which were then
delivered; as well as turn our attention to certain other considerations
connected with the same topic which we have not hitherto had occasion to
discuss. Of the many controversies which have been excited relative to
the operation of opinion, none are of more importance than the question
respecting free will and necessity, and the question respecting
self-love and benevolence. These will occupy a principal portion of the
enquiry.2
We will first endeavour to establish the proposition that all the
actions of men are necessary. It was impossible that this principle
should not, in an indirect manner, be frequently anticipated in the
preceding parts of this work. But it will be found strongly entitled to
a separate consideration. The doctrine of moral necessity includes in it
consequences of the highest moment, and leads to a more bold and
comprehensive view of man in society than can possibly be entertained by
him who has embraced the opposite opinion.
To the right understanding of any arguments that may be adduced under
this head, it is requisite that we should have a clear idea of the
meaning of the term necessity. He who affirms that all actions are
necessary means that the man who is acquainted with all the
circumstances under which a living or intelligent being is placed upon
any given occasion is qualified to predict the conduct he will hold,
with as much certainty as he can predict any of the phenomena of
inanimate nature. Upon this question the advocate of liberty in the
philosophical sense must join issue. He must, if he mean anything, deny
this certainty of conjunction between moral antecedents and consequents.
Where all is constant and invariable, and the events that arise
uniformly correspond to the circumstances in which they originate,
there can be no liberty.
It is generally acknowledged that, in the events of the material
universe, everything is subjected to this necessity. The tendency of
investigation and enquiry, relatively to this topic of human science,
has been more effectually to exclude the appearance of irregularity, as
our improvements extended. Let us recollect what is the species of
evidence that has satisfied philosophers upon this point. Their only
solid ground of reasoning has been from experience. The argument which
has induced mankind to conceive of the universe as governed by certain
laws has been an observed similarity in the succession of events. If,
when we had once remarked two events succeeding each other, we had never
had occasion to see that in dividual succession repeated; if we saw
innumerable events in perpetual progression, without any apparent order,
so that all our observation would not enable us, when we beheld one, to
pronounce that another, of such a particular class, might be expected to
follow; we should never have formed the conception of necessity, or
have had an idea corresponding to that of laws and system.
Hence it follows that all that, strictly speaking, we know of the
material universe is this uniformity of events. When we see the sun
constantly rise in the morning, and set at night, and have had occasion
to observe this phenomenon invariably taking place through the whole
period of our existence, we cannot avoid receiving this as a law of the
universe, and a ground for future expectation. But we never see any
principle or virtue by which one event is conjoined to, or made the
antecedent of, another.
Let us take some familiar illustrations of this truth. Can it be
imagined that any man, by the inspection and analysis of gunpowder,
would have been enabled, previously to experience, to predict its
explosion? Would he, previously to experience, have been enabled to
predict that one piece of marble, having a flat and polished surface, might
with facility be protruded along another in a horizontal, but would,
with considerable pertinacity, resist separation in a perpendicular
direction? The simplest phenomena, of the most hourly occurrence, were
originally placed at an equal distance from human sagacity.
There is a certain degree of obscurity, incident to this subject,
arising from the following circumstance. All human knowledge is the
result of perception. We know nothing of any substance, a supposed
material body, for example, but by experience. If it were unconjoined,
and bore no relation, to the phenomena of any other substance, it
would be no subject of human intelligence. We collect a number of these
concurrences, and having, by their perceived uniformity, reduced them
into classes, form a general idea annexed to that part of the subject
which stands as the antecedent. It must be admitted that a definition of
any substance, that is anything that deserves to be called knowledge
respecting it, will enable us to predict some of its future probable
consequences, and that for this plain reason that definition is
prediction under another name. But, though, when we have gained the idea
of impenetrability as a general phenomenon of matter, we can predict
some of the variations to which it leads, there are others which we
cannot predict: or, in other words, we know none of these variations but
such as we have actually remarked, added to an expectation that similar
events will arise under similar circumstances, proportioned to the
constancy with which they have been observed to take place in our past
experience. Finding, as we do by repeated experiments, that material
substances have the property of resistance, and that one substance in a
state of rest, when struck upon by another, passes into a state of
motion, we are still in want of more particular observation to enable us
to predict the specific varieties that will follow from this collision,
in each of the bodies. Enquire of a man who knows nothing more of matter
than its general property of impenetrability what will be the result of
one ball of matter impinging upon another, and you will soon find how
little this general property can inform him of the particular laws of
motion. We suppose him to know that motion will follow in to the second
ball. But what quantity of motion will be communicated? What result will
follow upon the collision, in the impelling ball? Will it continue to
move in the same direction? Will it recoil in the opposite direction?
Will it fly off obliquely; or will it subside into a state of rest? All
these events will be found equally probable by him whom a series of
observations upon the past has not instructed as to what he is to expect
from the future.
From these remarks we may sufficiently collect what is the species of
knowledge we possess respecting the laws of the material universe. No
experiments we are able to make, no reasonings we are able to deduce,
can ever instruct us in the principle of causation, or show us for what
reason it is that one event has, in every instance in which it has been
known to occur, been the precursor of another event of a given
description. Yet this observation does not, in the slightest degree,
invalidate our inference from one event to another, or affect the
operations of moral prudence and expectation. The nature of the human mind is
such as to oblige us, after having seen two events perpetually
conjoined, to pass, as soon as one of them occurs, to the recollection
of the other: and, in cases where this transition never misleads us, but
the ideal succession is always found to be an exact copy of the future
event, it is impossible that this species of foresight should not be
converted into a general foundation of inference and reasoning. We
cannot take a single step upon this subject which does not partake of
the species of operation we denominate abstraction. Till we have been
led to consider the rising of the sun tomorrow as an incident of the
same species as its rising today, we cannot deduce from it similar
consequences. It is the business of science to carry this talk of
generalization to its furthest extent, and to reduce the diversified
events of the universe to a small number of original principles.
Let us proceed to apply these reasonings concerning matter
to the illustration of the theory of mind. Is it possible in this
latter theory, as in the former subject, to discover any general
principles? Can intellect be made a topic of science? Are we able to
reduce the multiplied phenomena of mind to any certain standard of
reasoning? If the affirmative of these questions be conceded, the
inevitable consequence appears to be that mind, as well as matter,
exhibits a constant conjunction of events, and furnishes all the ground
that any subject will afford for an opinion of necessity. It is of no
importance that we cannot see the ground of that necessity, or imagine
how sensations, pleasurable or painful, when presented to the mind of a
percipient being, are able to generate volition and animal motion; for,
if there be any truth in the above statement, we are equally incapable
of perceiving a ground of connection between any two events in the
material universe, the common and received opinion, that we do perceive
such ground of connection, being, in reality, nothing more than a vulgar
prejudice.
That mind is a topic of science may be argued from all those branches of
literature and enquiry which have mind for their subject. What species
of amusement or instruction would history afford, if there were no
ground of inference from moral antecedents to their consequents, if
certain temptations and inducements did not, in all ages and climates,
introduce a certain series of actions, if we were unable to trace a
method and unity of system in men's tempers, propensities and
transactions? The amusement would be inferior to that which we derive
from the perusal of a chronological table, where events have no order
but that of time; since, however the chronologist may neglect to mark
the regularity of conjunction between successive transactions, the mind
of the reader is busied in supplying that regularity from memory or
imagination: but the very idea of such regularity would never have
suggested itself if we had never found the source of that idea in
experience. The instruction arising from the perusal of history would be
absolutely none; since instruction implies, in its very nature, the
classing and generalizing of objects. But, upon the supposition on which
we are arguing, all objects would be irregular and disjunct, without the
possibility of affording any grounds of reasoning or principles of
science.
The idea correspondent to the term character inevitably includes in it
the assumption of necessity and system. The character of any man is the
result of a long series of impressions, communicated to his mind and
modifying it in a certain manner, so as to enable us, a number of these
modifications and impressions being given, to predict his conduct. Hence
arise his temper and habits, respecting which we reasonably conclude
that they will not be abruptly superseded and reversed; and that, if
ever they be reversed, it will not be accidentally, but in consequence
of some strong reason persuading, or some extraordinary event modifying
his mind. If there were not this original and essential conjunction
between motives and actions and, which forms one particular branch of
this principle between men's past and future actions, there could be no
such thing as character, or as a ground of inference, enabling us to
predict what men would be, from what they have been.
From the same idea of regularity and conjunction arise all the schemes
of policy in consequence of which men propose to themselves, by a
certain plan of conduct, to prevail upon others to become the tools and
instruments of their purposes. All the arts of courtship and flattery,
of playing upon men's hopes and fears, proceed upon the supposition,
that mind is subject to certain laws, and that, provided we be skilful
and assiduous enough in applying the motive, the action will envitably
follow.
Lastly, the idea of moral discipline proceeds entirely upon this
principle. If I carefully persuade, exhort, and exhibit motives to
another, it is because I believe that motives have a tendency to
influence his conduct. If I reward or punish him, either with a view to
his own improvement, or as an example to others, it is because I have
been led to believe that rewards and punishments are calculated to
affect the dispositions and practices of mankind.
There is but one conceivable objection against the inference from these
premises to the necessity of human actions. It may be alleged that
"though there is a real coherence between motives and actions, yet this
coherence may not amount to a certainty, and of consequence, the mind
still retains an inherent activity, by which it can at pleasure
supersede and dissolve it. Thus for example, when I address argument and
persuasion to my neighbour, to induce him to adopt a certain species of
conduct, I do it not with a certain expectation of success, and am not
utterly disappointed if my efforts fail of their object. I make a
reserve for a certain faculty of liberty he is supposed to possess,
which may at last counteract the best digested projects."
But in this objection there is nothing peculiar to the case of mind. It
is just so in matter. I see a part only of the premises, and therefore
can pronounce only with uncertainty upon the conclusion. A philosophical
experiment which has succeeded a hundred times may altogether fail in
the next trial. But what does the philosopher conclude from this? Not
that there is a liberty of choice in his retort and his materials; by
which they baffle the best-formed expectations. Not that the established
order of antecedents and consequents is imperfect, and that part of the
consequent happens without an antecedent. But that there was some other
antecedent concerned, to which at the time he failed to advert, but
which a fresh investigation will probably lay open to him. When the
science of the material universe was in its infancy, men were
sufficiently prompt to refer events to accident and chance; but the
further they have extended their enquiries and observation, the more
reason they have found to conclude that everything takes place according
to necessary and universal laws.
The case is exactly parallel with respect to mind. The politician and
the philosopher, however they may speculatively entertain the opinion
of free will, never think of introducing it into their scheme of
accounting for events. If an incident turn out otherwise than they
expected, they take it for granted that there was some unobserved bias,
some habit of thinking, some prejudice of education, some singular
association of ideas, that disappointed their prediction; and, if they
be of an active and enterprising temper, they return, like the natural
philosopher, to search out the secret spring of this unlooked-for event.
The reflections into which we have entered upon the laws of the universe
not only afford a simple and impressive argument in favour of the
doctrine of necessity, but suggest a very obvious reason why the
doctrine opposite to this has been, in a certain degree, the general
opinion of mankind. It has appeared that the idea of uniform conjunction
between events of any sort is the lesson of experience, and the vulgar
never arrive at the universal application of this principle even to the
phenomena of the material universe. In the easiest and most familiar
instances, such as the impinging of one ball of matter upon another and
its consequences, they willingly admit the interference of chance and
irregularity. In this instance however, as both the impulse and its
consequences are subjects of observation to the senses, they readily
imagine that they perceive the absolute principle which causes motion to
be communicated from the first ball to the second. Now the very same
prejudice and precipitate conclusion, which induce them to believe that
they discover the principle of motion in objects of sense, act in an
opposite direction with respect to such objects as cannot be subjected
to the examination of sense. The power by which a sensation, pleasurable
or painful, when presented to the mind of a percipient being, produces
volition and animal motion, no one can imagine that he sees; and
therefore they readily conclude that there is no uniformity of
conjunction in these events.
But, if the vulgar will universally be found to be the advocates of free
will, they are not less strongly, however inconsistently, impressed with
the belief of the doctrine of necessity. It is a well known and a just
observation that, were it not for the existence of general laws to which
the events of the material universe always conform, man could never have
been either a reasoning or a moral being. The most considerable actions
of our lives are directed by foresight. It is because he foresees the
regular succession of the seasons that the farmer sows his field, and,
after the expiration of a certain term, expects a crop. There would be
no kindness in my administering food to the hungry, and no injustice in
my thrusting a drawn sword against the bosom of my friend, if it were not
the established quality of food to nourish, and of a sword to wound.
But the regularity of events in the material universe will not of itself
afford a sufficient foundation of morality and prudence. The voluntary
conduct of our neighbours enters for a share into almost all those
calculations upon which our plans and determinations are founded. If
voluntary conduct, as well as material impulse, were not subjected to
general laws, and a legitimate topic of prediction and foresight, the
certainty of events in the material universe would be productive of
little benefit. But, in reality, the mind passes from one of these
topics, of speculation to the other, without accurately distributing
them into classes, or imagining that there is any difference in the
certainty with which they are attended. Hence it appears that the most
uninstructed peasant or artisan is practically a necessarian. The farmer
calculates as securely upon the inclination of mankind to buy his corn
when it is brought into the market, as upon the tendency of the seasons
to ripen it. The labourer no more suspects that his employer will alter
his mind, and not pay him his daily wages, than he suspects that his
tools will refuse to perform those functions today in which they were
yesterday employed with success.3
Another argument in favour of the doctrine of necessity, not less clear
and irresistible than that from the uniformity of conjunction of
antecedents and consequents, will arise from a reference to the nature
of voluntary action. The motions of the animal system distribute
themselves into two great classes, voluntary and involuntary. "Voluntary
action," as we formerly observed,4
"is where the event is foreseen, previously to its occurrence, and the
hope or fear of that event, forms the excitement, prompting our effort
to forward or retard it."
Here then the advocates of intellectual liberty have a clear dilemma
proposed to their choice. They must ascribe this freedom, this imperfect
conjunction of antecedents and consequents, either to our voluntary or
our involuntary actions. They have already made their determination.
They are aware that to ascribe freedom to that which is involuntary,
even if the assumption could be maintained, would be altogether foreign
to the great subjects of moral, theological or political enquiry. Man
would not be in any degree more an agent or an accountable being, though
it could be proved that all his involuntary motions sprung up in a
fortuitous and capricious manner.
But, on the other hand, to ascribe freedom to our voluntary actions is
an express contradiction in terms. No motion is voluntary any further
than it is accompanied with intention and design, and has for its proper
antecedent the apprehension of an end to be accomplished. So far as it
flows, in any degree, from another source, it is involuntary. The
new-born infant foresees nothing, therefore all his motions are
involuntary. A person arrived at maturity, takes an extensive survey of
the consequences of his actions, therefore he is eminently a voluntary
and rational being. If any part of my conduct be destitute of all
foresight of the events to result, who is there that ascribes to it
depravity and vice? Xerxes acted just as soberly as such a reasoner when
he caused his attendants to inflict a thousand lashes on the waves of
the Hellespont.
The truth of the doctrine of necessity will be still more evident if we
consider the absurdity of the opposite hypothesis. One of its principal
ingredients is self-determination. Liberty, in an imperfect and popular
sense, is ascribed to the motions of the animal system, when they result
from the foresight and deliberation of the intellect, and not from
external compulsion. It is in this sense that the word is commonly used
in moral and political reasoning. Philosophical reasoners therefore who
have desired to vindicate the property of freedom, not only to our
external motions, but to the acts of the mind, have been obliged to
repeat this process. Our external actions are then said to be free when
they truly result from the determination of the mind. If our volitions,
or internal acts, be also free, they must in like manner result from the
determination of the mind, or in other words, "the mind in adopting
them" must be "self-determined." Now nothing can be more evident than
that in which the mind excercises its freedom must be an act of the mind.
Liberty therefore, according to this hypothesis, consists in this, that
every choice we make has been chosen by us, and every act of the mind
been preceded and produced by an act of the mind. This is so true that,
in reality, the ultimate act is not styled free from any quality of its
own, but because the mind, in adopting it, was self-determined, that is,
because it was preceded by another act. The ultimate act resulted
completely from the determination that was its precursor. It was itself
necessary; and, if we would look for freedom, it must be to that
preceding act. But, in that preceding act also, if the mind were free,
it was self-determined, that is, this volition was chosen by a preceding
volition, and, by the same reasoning, this also by another antecedent to
itself. All the acts, except the first, were necessary, and followed
each other as inevitably as the links of a chain do when the first link
is drawn forward. But then neither was this first act free, unless the
mind in adopting it were self-determined, that is, unless this act were
chosen by a preceding act. Trace back the chain as far as you please,
every act at which you arrive is necessary. That act, which gives the
character of freedom to the whole, can never be discovered; and, if it
could, in its own nature includes a contradiction.
Another idea which belongs to the hypothesis of free will is that the
mind is not necessarily inclined this way or that, by the motives which
are presented to it, by the clearness or obscurity with which they are
apprehended, or by the temper and character which preceding habits may
have generated; but that, by its inherent activity, it is equally
capable of proceeding either way, and passes to its determination from a
previous state of absolute indifference. Now what sort of activity is
that which is equally inclined to all kinds of actions? Let us suppose a
particle of matter endowed with an inherent propensity to motion. This
propensity must either be to move in one particular direction, and then
it must for ever move in that direction, unless counteracted by some
external impression; or it must have an equal tendency to all directions,
and then the result must be a state of perpetual rest.
The absurdity of this consequence is so evident that the advocates of
intellectual liberty have endeavoured to destroy its force, by means of
a distinction. "Motive," it has been said, "is indeed the occasion, the
sine qua non of volition, but it has no inherent power to compel
volition. Its influence depends upon the free and unconstrained
surrender of the mind. Between opposite motives and considerations, the
mind can choose as it pleases, and, by its determination, can convert
the motive which is weak and insufficient in the comparison into the
strongest." But this hypothesis will be found exceedingly inadequate to
the purpose for which it is produced. Not to repeat what has been
already alleged to prove, that inherent power of production in an
antecedent, is, in all cases, a mere fiction of the mind, it may easily
be shown, that motives must either have a fixed and certain relation to
their consequents, or they can have none.
For first it must be remembered that the ground or reason of any
event, of whatever nature it be, must be contained among the
circumstances which precede that event. The mind is supposed to be in a
state of previous indifference, and therefore cannot be, in itself
considered, the source of the particular choice that is made. There is a
motive on one side and a motive on the other: and between these lie the
true ground and reason of preference. But, wherever there is tendency
to preference, there may be degrees of tendency. If the degrees be
equal, preference cannot follow: it is equivalent to the putting equal
weights into the opposite scales of a balance. If one of them have a
greater tendency to preference than the other, that which has the
greatest tendency must ultimately prevail. When two things are balanced
against each other, so much amount may be conceived to be struck off
from each side as exists in the smaller sum, and the overplus that
belongs to the greater is all that truly enters into the consideration.
Add to this, secondly, that, if motive have not a necessary influence,
it is altogether superfluous. The mind cannot first choose to be
influenced by a motive, and afterwards submit to its operation: for in
that case the preference would belong wholly to this previous volition.
The determination would in reality be complete in the first instance;
and the motive, which came in afterwards, might be the pretext, but
could not be the true source of the proceedings.5
Lastly, it may be observed upon the hypothesis of free will that the
whole system is built upon a distinction where there is no difference,
to wit, a distinction between the intellectual and active powers of the
mind. A mysterious philosophy taught men to suppose that, when an
object was already felt to be desirable, there was need of some distinct
power to put the body in motion. But reason finds no ground for this
supposition; nor is it possible to conceive (in the case of an
intellectual faculty placed in an aptly organized body, where preference
exists, together with a sentiment, the dictate of experience) of our
power to obtain the object preferred) of anything beyond this that can
contribute to render a certain motion of the animal frame the necessary
result. We need only attend to the obvious meaning of the terms, in
order to perceive that the will is merely, as it has been happily
termed, "the last act of the understanding,"6
"one of the different
cases of the association of ideas."7 What indeed is preference but a
feeling of something that really inheres, or is supposed to inhere, in
the objects themselves? It is the comparison, true or erroneous, which
the mind makes, respecting such things as are brought into competition
with each other. This is indeed the same principle as was established
upon a former occasion, when we undertook to prove that the voluntary
actions of men originate in their opinions.8 But, if this fact had been
sufficiently attended to, the freedom of the will would never have been
gravely maintained by philosophical writers; since no man ever imagined
that we were free to feel or not to feel an impression made upon our
organs, and to believe or not to believe a proposition demonstrated to
our understanding.
It must be unnecessary to add any thing further on this head, unless it
be a momentary recollection of the sort of benefit that freedom of the
will would confer upon us, supposing it possible. Man being, as we have
here found him to be, a creature whose actions flow from the simple
principle, and who is governed by the apprehensions of his
understanding, nothing further is requisite but the improvement of his
reasoning faculty to make him virtuous and happy. But did he possess a
faculty in dependent of the understanding, and capable of resisting from
mere caprice the most powerful arguments, the best education and the
most sedulous instruction might be of no use to him. This freedom we
shall easily perceive to be his bane and his curse; and the only hope of
lasting benefit to the species would be by drawing closer the
connection between the external motions and the understanding, wholly to
extirpate it. The virtuous man, in proportion to his improvement, will
be under the constant influence of fixed and invariable principles; and
such a being as we conceive God to be, can never in any one instance
have exercised this liberty, that is, can never have acted in a foolish
and tyrannical manner. Freedom of the will is absurdly represented as
necessary to render the mind susceptible of moral principles; but in
reality, so far as we act with liberty, so far as we are independent of
motives, our conduct is as independent of morality as it is of reason,
nor is it possible that we should deserve either praise or blame for a
proceeding thus capricious and indisciplinable.
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Footnotes
1Book I, Chap. V.
2The reader who is indisposed to abstruse
speculations will find the other members of the treatise sufficiently
connected, without an exprcss reference to this and the three following
chapters of the present book.
3The reader will find the substance of the above arguments in a more
diffusive form in Hume's Enquiry concerning Human Understanding,
being the third part of his Essays.
4Book I, Chap. V, p. 1l9.
5The argument from the impossibility of
free will is treated with great force of reasoning in Jonathan
Edwards's Enquiry into the Freedom of the Will.
6Clarke.
7Hartley.
8Book I, Chap. V.
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